Main features
Monitor PA dealing
Pre and post PA dealing checks
Protect against front running and insider trading
Capture and review outside business activity
Monitor gifts and hospitality approval and attestation
Monitor and manage risk
Bespoke integration with holdings and trade data
Custom approval workflows
Custom auto-approve and auto-deny rules
Full system auditing
Access anywhere in the world from any device
Bespoke development
What our clients say
“Great new efficient system. A vast improvement and a stride towards a paperless business!”
FE Alpha Manager
Fund Manager“Easy to use and delivers efficiency to Compliance, Traders, and Staff. This product has absolute flexibility to allow firms to adjust it to their own policies, provided through controls and exhaustive MI reporting.”
Compliance Officer
Liontrust Asset Management PlcUs
Joe Bloggs
Compliance guru
John Goodchild
Creative Director
Sheju John
Technical Director
Latest insights
Industry news
SEC Examination Priorities for 2025
With the Securities and Exchange Commission (SEC) recently releasing its Examination Priorities for 2025, firms across the financial industry are gaining insights into the areas of focus that will shape their compliance programmes in the...
Blog
Stand On The Right strengthens PAD compliance
Personal Account Dealing (PAD) compliance is a critical concern for financial firms. Employees who misuse inside information or other proprietary data for personal profit risk violating company policies and exposing their employers to regulatory scrutiny...
Blog
Why every business needs a Conflict of Interest monitoring system
In today’s fast-paced corporate landscape, conflicts of interest (COI) present a significant risk to businesses of all sizes. Whether it’s an employee engaging in self-dealing, insider trading, or nepotism, unmanaged COIs can lead to reputational...
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